New Account Applications

Use this form to establish an individual, individual- TOD, joint, joint- TOD, custodial, corporate or trust account.

Use this form to establish an individual retirement account for the account types Roth, Traditional, SEP, SIMPLE and Rollover. Complete the proper adoption agreement below and submit along with the IRA Application.

Use this form to establish an institutional account on behalf of the bank, financial entity, government or business that is also your employer.

Complete this adoption agreement along with the IRA Application to establish a Rollover IRA.

Complete this adoption agreement along with the IRA Application to establish a Roth IRA.

Complete this adoption agreement along with the IRA Application to establish a SEP IRA.

Complete this adoption agreement along with the IRA Application to establish a SIMPLE IRA.

Complete this adoption agreement along with the IRA Application to establish a Traditional IRA.

Complete this adoption agreement along with the IRA Application to establish a Coverdell Education IRA.

Account Features

Use to establish electronic funds transfer between your brokerage account and your bank account. This form can be used to setup the feature and establish a frequency to automatically transfer funds.

Use this form to establish a CreditAdvance account for margin trading (if approved). This will be mailed with the CreditAdvance Margin Disclosure Document.

Instructions to initiate direct deposit from your employer to your Bonds.com, Inc. account. Do not send this form to Bonds.com, Inc. Complete and take it to your employer’s Payroll Department.

Use to establish the electronic funds transfer feature between your brokerage account and your bank account that you can manage via an automated phone system. The brochure explains EasyPay in a simple, question and answer format.

Use this form to establish an account for LoanAdvance. Complete this form in conjunction with the LoanAdvance Form T-4 (subject to approval).

This brochure provides the individual investor with information on accessing a secured line of credit with LoanAdvance.

Use this form to apply for a LoanAdvance account. Complete this form in conjunction with the Loan Advance Agreement (subject to approval).

Use this application to apply for access to the NetExchange Client site.

This agreement provides your clients with the terms and conditions of a ProCash Plus asset management account.

Complete this application to establish check writing, debit cards, RewardSuite, or a No Maintenance Fee IRA. Minimum account values are required.

This brochure describes the features and benefits of SelectLink, a complimentary service that consolidates household statements, includes a summary cover page, and mails the documents in one convenient package.

Account Servicing

Use to attest proof of ownership of a security when no other proof is available. Send completed form to address listed on form.

Use this form to designate a joint account as community property.

Use this form to request the disposition of a nontransferable security by issuing a certificate or processing a dollar trade.

Change your Individual Account to a Transfer on Death Individual Account and designate all beneficiaries.

Use this form to make a certificate negotiable when the back of it has not been signed.

Change your Joint Account to a Transfer on Death Joint Account and designate all beneficiaries.

Use this form to make changes to certain account information, such as the account title, client address, investment professional, and account instructions.

Use this form to authorize your broker-dealer to send mail to a post office box.

Use this form to appoint an individual as agent/attorney-in-fact for an account.

Account Certifications

Form to confirm you are the sole proprietor of the entity for which you are opening the account.

Form to certify corporation and its officers for a business account.

The Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding (W-8 BEN) form is required for foreign persons who are the beneficial owners of amounts subject to U.S. tax withholding.

Form for joint account holders to certify they all have the authority to act on behalf of the joint account in all capacities.

Form for partnership account holders to certify they all have the authority to act on behalf of the partnership account in all capacities.

IRA Account Servicing

Send in form to designate the year of your Roth or Traditional IRA contribution. Also use to complete a Roth Conversion or Rollover securities. Send completed form to address listed on form.

Use this form to specify a change in the beneficiary for a Traditional IRA, Roth IRA, Rollover IRA, simplified employee pension (SEP), SIMPLE IRA, or Education Savings Account. Send completed form to address listed on form.

Use to make a distribution from your IRA account. Use this form for one-time distributions or for periodic scheduled distributions. Send completed form to address listed on form.

Use this form to establish or change a periodic distribution request from your IRA. This form provides instructions to Pershing LLC to make a distribution from your IRA account on a scheduled basis. Send completed form to address listed on form.

The brochure describes IRA Resource Checking and includes an IRA Resource Checking Agreement, as well as a detachable application.

Complete this form to authorize Pershing to issue funds from your retirement account for the specific dollar amount required to purchase an investment offered through a private investment. Send completed form to address listed on form.

Use this form to reverse the amount(s), plus earnings, of a Traditional IRA, simplified employee pension (SEP), or SIMPLE IRA contribution or to transact a conversion in order to transfer the funds to a desired Roth IRA. Send completed form to address listed on form.

Account Transfer

Use to transfer ownership of a security to another account.

Use this form to request that assets be moved (via journal entry) between individual accounts and certain retirement accounts (IRAs, simplified employee pensions (SEPs), and salary reduction SEPs). Send completed form to address listed on form.

Use to initiate a transfer of assets from your existing brokerage account to your Bonds.com, Inc. account. Use this form for all account types.